WG
Willie A. Greene
LOOP CAPITAL MARKETS LLC
New York, NY 10005
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CRD#: 3140710
WG
Professional summary
Willie Arthur Greene III is a registered financial advisor currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Willie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Willie has worked at 1 firm and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The National Organization of Investment Professionals (NOIP), formed in 1983, is a nonprofit association of investment professionals. NOIP's diverse membership of senior professionals includes traders, analysts, and investors at investment managers; traders, analysts, and salespeople at institutional and retail broker-dealers; market makers and proprietary traders; managers at national securities exchanges; and experts in asset classes outside of listed equities. Members share a common objective of fostering a favorable regulatory environment for institutional participation in fair and open securities markets which are both efficient and effective, 2112 Pennsylvania Avenue, N.W. Washington, DC 20037, no hours during business hours, 1-5 in off hours, NOIP members are asked to share ideas on fostering a favorable regulatory environment for institutional participation in fair and open securities markets which are both efficient and effective. NOIP members also actively participate on conference panels. NOIP conferences serve as in-depth educational opportunities for members and offer opportunity for high quality, confidential dialogue with fellow senior industry professionals, Member, no compensation 10/7/24-10/7/25.
CRS (Client Relationship Summary) - RIA
Click below to view Willie Arthur Greene III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Willie Arthur Greene III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2013 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005RIA
BD
CRD#: 43098
New York, NY
Current
May 5, 2010 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005RIA
BD
CRD#: 43098
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(2/13/2013)
IAR
Illinois(2/13/2013)
RR
New York(11/2/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LC
LOOP CAPITAL MARKETS LLC
LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Phone number
(312) 913-4900
Established
Delaware since 06/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
250
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
