William C. Gabrielsen

COMPASS FINANCIAL MANAGEMENT LLC

Biddeford, ME

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CRD#: 3140671

Professional summary

William Christian Gabrielsen II, who also goes by Chris Gabrielsen, W Christian Gabrielsen II, W Christian Gabrielsen Jr., W Christian Gabrielsen, William Christian Gabrielsen, is a registered financial advisor currently at COMPASS FINANCIAL MANAGEMENT LLC located in Biddeford, Maine.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Gabrielsen | W Christian Gabrielsen Ii | W Christian Gabrielsen Jr. | W Christian Gabrielsen | William Christian Gabrielsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Producers Prospect/ECA IMO, investment related, 7800 Equitable Dr Suite 200 Eden Prairie, MN 55344, insurance sales, Head of Wealth Management, 1/1/2025, 12 hours a month, 4 hours during trading hours. 2. Intellivisor Estate, not investment related, 30 N Gould St. Suite R Sheridan, WY 82801, Wills & Trust documentation prep, Head of Wealth Management, 6/1/2025, 2 hours a month, 0 hours during trading hours. 3. Intellivisor Tax, not investment related, 30 N Gould St. Suite R Sheridan, WY 82801, Tax Planning reviews, Head of Wealth Management, 6/1/2025, 2 hours a month, 0 hours during trading hours. 4. Estate Planning Team (EPT), not investment related, 45110 Club Dr Suite B Indian Wells, CA 92210, Deferred Sales Trusts, 10/1/2024, 2 hours a month, 0 hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Christian Gabrielsen II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2025 - Present

COMPASS FINANCIAL MANAGEMENT LLC

RIA

CRD#: 156345

Biddeford, ME

Past

November 26, 2024 - April 10, 2025

DST WEALTH MANAGEMENT LLC

RIA

CRD#: 302110

BIDDEFORD, ME

Past

March 5, 2024 - October 28, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

BIDDEFORD, ME

Past

March 4, 2024 - October 28, 2024

LPL FINANCIAL LLC

CRD#: 6413

BIDDEFORD, ME

Past

December 13, 2022 - January 8, 2024

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

SACO, ME

Past

October 13, 2022 - January 8, 2024

KEY INVESTMENT SERVICES LLC

CRD#: 136300

SACO, ME

Past

October 5, 2017 - October 3, 2022

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

December 22, 2015 - September 1, 2017

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

February 3, 2015 - December 14, 2015

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

NEW YORK CITY, NY

Past

June 19, 2014 - December 4, 2014

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

August 9, 2012 - June 17, 2013

ORCHARD SECURITIES, LLC

CRD#: 133378

NEW YORK, NY

Past

January 7, 2011 - June 8, 2012

TNP SECURITIES, LLC

CRD#: 149178

COSTA MESA, CA

Past

May 20, 2010 - October 29, 2010

SELECT CAPITAL CORPORATION

CRD#: 145997

DALLAS, TX

Past

December 11, 2007 - October 9, 2009

MANAGED ACCOUNT SERVICES, LLC

CRD#: 133803

MALVERN, PA

Past

January 21, 2004 - July 26, 2007

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

FAIR HILLS, NJ

Past

November 2, 1998 - January 13, 2004

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS FINANCIAL MANAGEMENT LLC

CRD#: 156345 / SEC#: 801-118185

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/19/2020 Terminated)

New York

Registered Investment Advisory firm - (3/11/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (3/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(4/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/30/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/11/2011

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/26/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

COMPASS FINANCIAL MANAGEMENT LLC

CRD#: 156345 / SEC#: 801-118185

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/19/2020 Terminated)

New York

Registered Investment Advisory firm - (3/11/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (3/11/2020 Terminated)

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Contact information

Main Address

2422 W. Sunset Drive, Tampa, FL 33629

Mailing Address

Phone number

(813) 831-5168

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS FINANCIAL MANAGEMENT ADV PART 2A 3/19/2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,350
AUM (Assets Under Management)	$ 518,984,611

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William C. Gabrielsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Christian Gabrielsen II's CRS (Customer Relationship Summary).

Certified licenses

Experience

DST WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

STRATCAP SECURITIES, LLC

REALTY CAPITAL SECURITIES, LLC

MCG SECURITIES LLC

ORCHARD SECURITIES, LLC

TNP SECURITIES, LLC

SELECT CAPITAL CORPORATION

MANAGED ACCOUNT SERVICES, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

EQUITABLE DISTRIBUTORS, LLC

Primary Firm SEC Registration

COMPASS FINANCIAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2022

Series 63

Date: 11/4/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/1/2008

Series 6

Date: 10/30/1998

Series 24

Date: 4/11/2011

Series 26

Date: 7/26/2000

Current Firm

COMPASS FINANCIAL MANAGEMENT LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

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