Bogdan M. Poustovoi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bogdan Michael Poustovoi, who also goes by Bogdan Pustovoi, was a registered financial professional .
Bogdan is a previously registered financial professional and started their career in finance in 1998. Bogdan had worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2011 - September 19, 2012
HEARTLAND ADVISORS, INC.
June 3, 2011 - September 20, 2012
ALPS DISTRIBUTORS, INC.
November 22, 1999 - April 19, 2001
MORGAN KEEGAN & COMPANY, LLC
July 23, 1999 - October 13, 1999
HOAK BREEDLOVE WESNESKI & CO.
November 25, 1998 - July 22, 1999
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
HEARTLAND ADVISORS, INC.
CRD#: 29433 / SEC#: 801-19074, 8-44310
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEARTLAND ADVISORS, INC.
CRD#: 29433 / SEC#: 801-19074, 8-44310
Contact information
SEC notice filing (17 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 1,885,901,565 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
