Michael J. Klaich

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CRD#: 3140485

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Jeffrey Klaich, CFP®, who also goes by Mike Klaich, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Klaich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Past

March 16, 2012 - November 10, 2014

PEAVINE CAPITAL, LLC

RIA

CRD#: 159922

RENO, NV

Past

February 11, 1999 - March 19, 2012

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

RENO, NV

Past

December 7, 1998 - March 19, 2012

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

RENO, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAVINE CAPITAL, LLC

PEAVINE CAPITAL MANAGEMENT, LLC | PEAVINE CAPITAL, LLC

CRD#: 159922 / SEC#: 801-77563

RIA

Registered Investment Advisory firm - (1/25/2013 Approved)

California

Registered Investment Advisory firm - (2/27/2013 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/1/1998

General Securities Representative Examination

Current Firm

PEAVINE CAPITAL, LLC

PEAVINE CAPITAL MANAGEMENT, LLC | PEAVINE CAPITAL, LLC

CRD#: 159922 / SEC#: 801-77563

RIA

Registered Investment Advisory firm - (1/25/2013 Approved)

California

Registered Investment Advisory firm - (2/27/2013 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2013 Terminated)

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Contact information

Main Address

Reno, NV

Mailing Address

4790 Caughlin Parkway #780, Reno, NV 89519

Phone number

(775) 337-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (1/21/2025)

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 424,400,806

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Klaich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PEAVINE CAPITAL, LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

PEAVINE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/1998

Series 7

Date: 12/1/1998

Current Firm

PEAVINE CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAVINE CAPITAL, LLC

TRUST BUT VERIFY

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