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KL

Kenneth B. Luckinbill

ZEGA INVESTMENTS

WINTERSET, IA

Some features on this profile are disabled

CRD#: 3140271

Professional summary

Kenneth Blaine Luckinbill, who also goes by Ken Luckinbill, Kenneth B Luckinbill, is a registered financial advisor currently at ZEGA INVESTMENTS, LLC located in Winterset, Iowa.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kenneth has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Ken Luckinbill | Kenneth B Luckinbill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Blaine Luckinbill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2024 - Present

ZEGA INVESTMENTS, LLC

RIA

CRD#: 330428

WINTERSET, IA

Past

February 29, 2024 - September 4, 2024

ZEGA FINANCIAL, LLC

RIA

CRD#: 156803

Dexter, IA

Past

June 8, 2023 - February 27, 2024

MAIA WEALTH

RIA

CRD#: 292817

Dexter, IA

Past

December 21, 2020 - April 11, 2022

WOODBURY FINANCIAL SERVICES, INC.

BD

CRD#: 421

OAKDALE, MN

Past

December 21, 2020 - April 11, 2022

TRIAD ADVISORS LLC

BD

CRD#: 25803

ATLANTA, GA

Past

December 21, 2020 - April 11, 2022

OSAIC SERVICES, INC.

BD

CRD#: 133763

SCOTTSDALE, AZ

Past

December 21, 2020 - April 11, 2022

OSAIC WEALTH, INC.

BD

CRD#: 23131

SCOTTSDALE, AZ

Past

December 21, 2020 - April 11, 2022

LADENBURG THALMANN & CO. INC.

BD

CRD#: 505

NEW YORK, NY

Past

December 21, 2020 - April 11, 2022

FSC SECURITIES CORPORATION

BD

CRD#: 7461

ATLANTA, GA

Past

February 7, 2019 - December 12, 2019

LADENBURG THALMANN & CO. INC.

BD

CRD#: 505

NEW YORK, NY

Past

September 26, 2008 - April 11, 2022

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

La Vista, NE

Past

July 16, 2008 - April 11, 2022

SECURITIES AMERICA, INC.

BD

CRD#: 10205

Omaha, NE

Past

April 25, 2006 - July 6, 2006

TD AMERITRADE CLEARING, INC.

BD

CRD#: 5633

FORT WORTH, TX

Past

April 22, 2006 - April 9, 2008

TD AMERITRADE, INC.

BD

CRD#: 7870

OMAHA, NE

Past

January 2, 2002 - April 22, 2006

TD AMERITRADE CLEARING, INC.

BD

CRD#: 5633

FORT WORTH, TX

Past

June 3, 1999 - December 31, 2001

J.P. SECURITIES, INC.

BD

CRD#: 36559

BELLEVUE, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZI

ZEGA INVESTMENTS, LLC

LUCKINBILL FINANCIAL ADVISORS | ZEGA INVESTMENTS, LLC | ZEGA INVESTMENTS

CRD#: 330428 / SEC#: 801-130244

RIA

Registered Investment Advisory firm - (6/3/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(8/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 6/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 6/2/1999

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 53

Date: 1/17/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

RR

Series 4

Date: 11/3/2004

Registered Options Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 9/22/1999

General Securities Principal Examination

Current Firm

ZI

ZEGA INVESTMENTS, LLC

LUCKINBILL FINANCIAL ADVISORS | ZEGA INVESTMENTS, LLC | ZEGA INVESTMENTS

CRD#: 330428 / SEC#: 801-130244

RIA

Registered Investment Advisory firm - (6/3/2024 Approved)

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Contact information

Main Address

3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(800) 380-9342

Established

Firm type

Fiscal year end

# of Employees

10

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZEGA ADV PART 2A (4/7/2025)

Regulatory assets under management

Total Number of Accounts	1,698
AUM (Assets Under Management)	$ 548,799,511

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZEGA INVESTMENTS, LLC

CRD#: 330428Winterset, IA

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