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Robin Lynn Farnstrom

CRD# 3140230·Registered 1998 - 2018
Previously Registered: Being a previously registered professional could mean that Robin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robin Lynn Farnstrom was a registered financial advisor. Robin was a previously registered financial professional and started their career in finance 1998 - 2018. Robin had worked at 4 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

Past

EVERTRADE DIRECT BROKERAGE, INC.Past·CRD# 47388
BD
Jacksonville, FL
May 8, 2014 - January 2, 2018
WELLS FARGO SECURITIES, LLCPast·CRD# 126292
BD
Charlotte, NC
April 14, 2004 - April 9, 2013
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
October 1, 1999 - January 4, 2005
FIRST UNION CAPITAL MARKETS CORP.Past·CRD# 6124
BD
Charlotte, NC
December 7, 1998 - October 1, 1999

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Current Firm

ED
EVERTRADE DIRECT BROKERAGE, INC.

CUSTOMERONE DIRECT BROKERAGE, INC. | EVERTRADE DIRECT BROKERAGE, INC. | EVERMARKETS DIRECT

CRD#: 47388 / SEC#: 8-51781
BD
Terminated by SEC on 12/14/2018

Contact Information

Established

Missouri since 11/19/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CUSTOMERONE FINANCIAL NETWORK, INC.SHAREHOLDER—
CARROLL, TINA DENISECFO, FINOP6248906
CONOVER, DAVID LAWRENCECEO/PRESIDENT/COO/DIRECTOR2270362
HAEDIKE, CHRISTINE DCHIEF COMPLIANCE OFFICER/DIRECTOR2489703

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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