Patricia L. Steiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia L Steiner, who also goes by Patricia Lynn Mullins, Patricia L Taylor, Patricia Lynn Taylor, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1998. Patricia had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2020 - March 22, 2021
PROVIDENT WEALTH ADVISORS, LLC
September 24, 2015 - April 29, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 2015 - April 29, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 2015 - May 28, 2015
UBS FINANCIAL SERVICES INC.
February 6, 2015 - May 28, 2015
UBS FINANCIAL SERVICES INC.
July 20, 2004 - February 4, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 4, 1998 - February 4, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PROVIDENT WEALTH ADVISORS, LLC
CRD#: 157392 / SEC#:
Contact information
Red Flags
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