JM
Jason W. Maccallum
RAYMOND JAMES (USA) LTD.
Montreal, Quebec, H3G 1Z8
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CRD#: 3140115
JM
Professional summary
Jason William Russell Maccallum, who also goes by Jason Maccallum, is a registered financial advisor currently at RAYMOND JAMES (USA) LTD. .
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jason has worked at 2 firms and has passed the Series 65, Series 63 and Series 37 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Maccallum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. JASON MACCALLUM IS LOCATED AT 2600-100 DE LA GAUCHETIERE OUEST, MONTREAL QUEBEC Canada H3B 4W5 AND HAS BEEN EMPLOYED SINCE October 1, 2016. HE IS A FULL TIME AGENT AND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES and PORTFOLIO MANAGEMENT SERVICES 2. ST. ANDREW'S SOCIETY OF MONTREAL LOCATED AT 1195 SHERBROOKE ST W, MONTREAL QUEBEC CANADA. IS NOT INVESTMENT RELATED. THE START DATE OF THE ACTIVITY IS MAY 5, 2017. UPDATE: TITLE OF PRESIDENT HAS FINISHED ITS TERM AS OF MAY 14, 2019. IS NOW NOTED AS PAST PRESIDENT WITH NO DAY TO DAY ACTIVITIES. HE IS ALSO STILL INVOLVED WITH SOCIETY AS A VOLUNTEER FOR CHARITABLE EVENTS. I DEVOTE 2 HOURS A WEEK TO THIS ACTIVITY OUTSIDE BUSINESS AND TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Jason William Russell Maccallum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2017 - Present
RAYMOND JAMES (USA) LTD.
Office #1: 2115 Rue De La Montagne, Unit 102, Montreal, Quebec, H3G 1Z8RIA
BD
CRD#: 25853
Montreal, Quebec,
Past
November 25, 1998 - August 21, 2000
BMO NESBITT BURNS SECURITIES LTD.
BD
CRD#: 44057
TORONTO, ONTARIO,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/16/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 37
Date: 11/13/1998
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
925 West Georgia Street - 2100, Vancouver, V6C3L2
Mailing Address
925 West Georgia Street - 2100, Vancouver, B.c., V6C 3L2
Phone number
(604) 659-8200
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
175
SEC notice filing (31 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES LTD. | OWNER | |
| AYYUB, HARRIS | SR. MANAGER & CHIEF COMPLIANCE OFFICER (ACTING) | 7789868 |
| BALEZENTIS, PATRICIA | DIRECTOR | 2262711 |
| BARKO, SHAWN JOSEPH | DIRECTOR | 2690394 |
| BOYLE, SEAN PATRICK | DIRECTOR | 5517025 |
| LIM, CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | 6090679 |
| MARCUS, STEVEN ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2820004 |
| SERBANOS, EFSTRATIOS MICHAEL | GENERAL COUNSEL | 2267667 |
Regulatory assets under management
| Total Number of Accounts | 4,869 |
| AUM (Assets Under Management) | $ 1,991,381,912 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RAYMOND JAMES (USA) LTD.
CRD#: 25853Montreal, Quebec, H3G 1Z8TRUST BUT VERIFY
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