Christopher M. Hince
Professional summary
Christopher Michael Hince was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher Michael Hince was a registered financial advisor .
Christopher is a previously registered financial advisor and started their career in finance in 1998. Christopher had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2008 - February 23, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 1, 2004 - March 14, 2008
WELLS FARGO INVESTMENTS, LLC
June 1, 2004 - March 14, 2008
WELLS FARGO INVESTMENTS, LLC
January 21, 2003 - June 8, 2004
U.S. BANCORP INVESTMENTS, INC.
August 3, 2001 - January 22, 2003
CITIGROUP GLOBAL MARKETS INC.
April 9, 2001 - January 22, 2003
CITIGROUP GLOBAL MARKETS INC.
October 23, 1998 - April 2, 2001
FIRST TRUST PORTFOLIOS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
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