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JK

Jennifer A. Koces

Some features on this profile are disabled
CRD#: 3139668
JK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Ann Koces, who also goes by Jennifer Ann Wozniak, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 2002. Jennifer had worked at 5 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Ann Wozniak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 4, 2014 - August 11, 2016

NORTH STAR ADVISORY GROUP, LLC

RIA
CRD#: 171694
BEACHWOOD, OH
Past

May 31, 2013 - April 7, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BEACHWOOD, OH
Past

January 16, 2009 - June 3, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
PEPPER PIKE, OH
Past

January 16, 2009 - June 3, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
PEPPER PIKE, OH
Past

January 1, 2008 - January 29, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BEACHWOOD, OH
Past

January 1, 2008 - January 29, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BEACHWOOD, OH
Past

June 21, 2002 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
BEACHWOOD, OH
Past

May 21, 2002 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
BEACHWOOD, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NORTH STAR ADVISORY GROUP, LLC
NORTH STAR ADVISORY GROUP | NORTH STAR ADVISORY GROUP, LLC

CRD#: 171694 / SEC#: 801-123132

RIA
Registered Investment Advisory firm - (1/25/2022 Approved)
Florida
Registered Investment Advisory firm - (4/12/2016 Approved)
Ohio
Registered Investment Advisory firm - (8/4/2014 Approved)
Texas
Registered Investment Advisory firm - (3/4/2016 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 4/7/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/20/2002
General Securities Representative Examination

Current Firm

NS
NORTH STAR ADVISORY GROUP, LLC
NORTH STAR ADVISORY GROUP | NORTH STAR ADVISORY GROUP, LLC

CRD#: 171694 / SEC#: 801-123132

RIA
Registered Investment Advisory firm - (1/25/2022 Approved)
Florida
Registered Investment Advisory firm - (4/12/2016 Approved)
Ohio
Registered Investment Advisory firm - (8/4/2014 Approved)
Texas
Registered Investment Advisory firm - (3/4/2016 Conditional Restricted)
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Contact information

Main Address
2000 Auburn Drive Suite 415, Beachwood, OH 44122
Mailing Address
Phone number
(216) 202-0202
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NORTH STAR ADVISORY GROUP, LLC FIRM BROCHURE (FORM ADV 2A+2BS) DTD 3-01-2025 (3/4/2025)

Regulatory assets under management

Total Number of Accounts448
AUM (Assets Under Management)$ 226,524,027

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTH STAR ADVISORY GROUP, LLC

CRD#: 171694

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