Sherie B. Arnold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherie Boren Arnold was a registered financial professional .
Sherie is a previously registered financial professional and started their career in finance in 1999. Sherie had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2025 - January 5, 2026
MCLAUGHLIN RYDER INVESTMENTS, INC.
June 17, 2025 - January 5, 2026
MCLAUGHLIN RYDER INVESTMENTS, INC.
February 17, 2021 - February 25, 2025
MORGAN STANLEY
January 8, 2021 - February 25, 2025
MORGAN STANLEY
May 26, 1999 - June 4, 2002
WADDELL & REED
April 1, 1999 - June 4, 2002
WADDELL & REED
Primary Firm SEC Registration
MCLAUGHLIN RYDER INVESTMENTS, INC.
CRD#: 147529 / SEC#: 801-107125, 8-67911
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/8/2021
General Securities Representative ExaminationCurrent Firm
MCLAUGHLIN RYDER INVESTMENTS, INC.
CRD#: 147529 / SEC#: 801-107125, 8-67911
Contact information
SEC notice filing (20 States and Territories)
FINRA licenses (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 785 |
| AUM (Assets Under Management) | $ 522,091,202 |
Red Flags
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