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Robert Sean Paruch Jr

CRD# 3139293·Registered 2000 - 2005
Barred: Robert Sean Paruch JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert Sean Paruch JR, who also goes by Rob Paruch Jr, Robert Sean Paruch, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2000 - 2005. Robert had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rob Paruch Jr, Robert Sean Paruch

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

VESTPOINT SECURITIES, INC.·CRD# 27260
BD
Tampa, FL
May 20, 2005 - June 24, 2005
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
December 14, 2004 - March 17, 2005
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
March 18, 2004 - June 10, 2004
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
December 16, 2003 - March 10, 2004
FRANKLIN ROSS, INC.·CRD# 43610
BD
Princeton, NJ
November 17, 2003 - December 2, 2003
PLATINUM INVESTMENT CORP.·CRD# 107211
BD
Rochester, NY
March 1, 2002 - April 9, 2002
PREFERRED SECURITIES GROUP, INC.·CRD# 35704
BD
Boca Raton, FL
July 12, 2000 - December 7, 2000
TAYLOR STUART FINANCIAL, INC.·CRD# 39025
BD
Great Neck, NY
January 21, 2000 - June 2, 2000

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Current Firm

VS
VESTPOINT SECURITIES, INC.

HOME DISCOUNT SECURITIES, INC. | VESTPOINT SECURITIES, INC.

CRD#: 27260 / SEC#: 8-42965
BD
Terminated by SEC on 11/27/2006

Contact Information

Established

Florida since 07/10/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BYINGTON, CHARLES KEITHCHAIRMAN BOARD OF DIRECTORS1130997
FAHEY, JOHN FAXONCHIEF OPERATING OFFICER4632402
OSBORN, RUSSELL ECEO/FINOP/CROP/SROP/MUNI PRIN./EXECUTIVE REP./CCO1255995

Disclosures

Regulatory Event

4

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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