Robert S. Paruch
Professional summary
Robert Sean Paruch JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Robert had worked at 6 firms, which includes VESTPOINT SECURITIES INC., LH ROSS & COMPANY INC., FRANKLIN ROSS INC., PLATINUM INVESTMENT CORP., PREFERRED SECURITIES GROUP INC., TAYLOR STUART FINANCIAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2005 - June 24, 2005
VESTPOINT SECURITIES, INC.
December 14, 2004 - March 17, 2005
LH ROSS & COMPANY, INC.
March 18, 2004 - June 10, 2004
LH ROSS & COMPANY, INC.
December 16, 2003 - March 10, 2004
LH ROSS & COMPANY, INC.
November 17, 2003 - December 2, 2003
FRANKLIN ROSS, INC.
March 1, 2002 - April 9, 2002
PLATINUM INVESTMENT CORP.
July 12, 2000 - December 7, 2000
PREFERRED SECURITIES GROUP, INC.
January 21, 2000 - June 2, 2000
TAYLOR STUART FINANCIAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VESTPOINT SECURITIES, INC.
CRD#: 27260 / SEC#: , 8-42965
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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