Amy R. Mclean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Renee Mclean, who also goes by Amy Renee Hamilton, Amy Renee Powers, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2004. Amy had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2013 - December 31, 2017
1ST GLOBAL ADVISORS INC
February 28, 2013 - December 31, 2017
1ST GLOBAL CAPITAL CORP.
June 14, 2012 - February 12, 2013
APEX CLEARING CORPORATION
October 23, 2007 - August 1, 2012
PENSON FINANCIAL SERVICES, INC.
June 25, 2004 - June 18, 2007
HILLTOP SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1ST GLOBAL ADVISORS INC
CRD#: 111133 / SEC#: 801-41517
Contact information
Documents
Part 2 Brochures
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
