Andrew A. Odoardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Anthony Odoardi, who also goes by Andy Odoardi, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1998. Andrew had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2024 - February 4, 2025
THE LEADERS GROUP, INC.
March 4, 2021 - December 15, 2022
ONEAMERICA SECURITIES, INC.
April 23, 2019 - January 8, 2021
ALLSTATE FINANCIAL SERVICES, LLC
January 12, 2017 - February 26, 2019
ONEAMERICA SECURITIES, INC.
February 4, 2016 - June 29, 2016
FOREST SECURITIES,INC.
November 3, 2014 - December 8, 2015
QUESTAR CAPITAL CORPORATION
May 9, 2012 - October 31, 2014
ONEAMERICA SECURITIES, INC.
July 8, 1999 - September 18, 2001
VALIC FINANCIAL ADVISORS, INC.
December 18, 1998 - September 18, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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