Gregory D. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Drew Feldman was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2020 - January 21, 2022
INTEGRITY BROKERAGE, LLC
June 15, 2018 - July 31, 2019
KINGSWOOD CAPITAL PARTNERS, LLC
February 26, 2018 - June 15, 2018
SGMA CAPITAL MARKETS LIMITED
March 12, 2013 - February 26, 2018
FBN SECURITIES, INC.
August 18, 2010 - January 9, 2013
CAPSTONE INVESTMENTS
June 4, 2007 - August 17, 2010
CARIS & COMPANY, INC.
May 9, 2003 - March 2, 2007
AVONDALE PARTNERS, LLC
April 17, 2003 - May 19, 2003
CITIGROUP GLOBAL MARKETS INC.
December 3, 1998 - May 19, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRITY BROKERAGE, LLC
CRD#: 117589 / SEC#: , 8-53604
Contact information
FINRA licenses (11 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
