Michael D. Brown

BERKELEY CAPITAL PARTNERS

Milton, GA 30004

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CRD#: 3138638

Professional summary

Michael Dewayne Brown is a registered financial advisor currently at BERKELEY CAPITAL PARTNERS, LLC located in Milton, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael is President of Brown Development Partners, LLC, which buys, renovates and sells houses in and around the Atlanta metropolitan area. Michael's primary employment is with IBM as a Software Consultant.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dewayne Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2016 - Present

BERKELEY CAPITAL PARTNERS, LLC

Office #1: 3000 Heritage Walk Suite 301, Milton, GA 30004

RIA

CRD#: 281082

Milton, GA

Past

March 16, 2004 - December 31, 2004

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

November 3, 2003 - December 31, 2004

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

February 20, 2001 - November 7, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

December 3, 1998 - November 7, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERKELEY CAPITAL PARTNERS, LLC

ACCESS PRIVATE CAPITAL | BERKELEY CAPITAL PARTNERS, LLC

CRD#: 281082 / SEC#: 801-106521

RIA

Registered Investment Advisory firm - (8/12/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/25/1998

General Securities Representative Examination

Current Firm

BERKELEY CAPITAL PARTNERS, LLC

ACCESS PRIVATE CAPITAL | BERKELEY CAPITAL PARTNERS, LLC

CRD#: 281082 / SEC#: 801-106521

RIA

Registered Investment Advisory firm - (8/12/2015 Approved)

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Contact information

Main Address

3000 Heritage Walk Suite 301, Milton, GA 30004

Mailing Address

Phone number

(678) 690-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BERKELEY CAPITAL PARTNERS DISCLOSURE BROCHURE (3/28/2025)

BERKELEY CAPITAL PARTNERS WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,298
AUM (Assets Under Management)	$ 999,117,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael D. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dewayne Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

BERKELEY CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2016

Series 63

Date: 12/10/1998

Series 7

Date: 11/25/1998

Current Firm

BERKELEY CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERKELEY CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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