Peter R. Alfaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Ramon Alfaro was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2001. Peter had worked at 3 firms and has passed the Series 66, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2013 - December 31, 2024
WINDWARD CAPITAL MANAGEMENT LLC
June 1, 2009 - October 3, 2011
MORGAN STANLEY
June 1, 2009 - October 3, 2011
MORGAN STANLEY
September 10, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 5, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
WINDWARD CAPITAL MANAGEMENT LLC
CRD#: 168763 / SEC#:
Contact information
Red Flags
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