Darlene M. Landor

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CRD#: 3138624

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darlene Mary Landor, who also goes by Darlene M Kowalski, Darlene M Lathrop, was a registered financial professional .

Darlene is a previously registered financial professional and started their career in finance in 1998. Darlene had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Darlene M Kowalski | Darlene M Lathrop

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: National/New York Long Term Care Brokers Investment Related: Yes Address: 11 Executive Park Drive Clifton Park NY 12065 Nature of Business: Other Other/None of the Above Insurance sales and service Position, Title or Relationship: Post sales; service. Start Date: 10/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Post sales; service.Business Name: Adcock Financial Group Investment Related: Yes Address: 311 W Fletcher Ave Tampa FL 33612 Nature of Business: Other Other/None of the Above Registered Representative Investment Related activities Position, Title or Relationship: Registered Representative Start Date: 9/11/2017 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Investment EducationBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 9/11/2017 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Investment AdvisoryBusiness Name: Robert & Darlene Lathrop Investment Related: No Address: 7 Whiteface Inn Lane Lake Placid NY 12946 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 11/27/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Occasional rental of condo

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 28, 2017 - June 2, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Tampa, FL

Past

September 21, 2017 - June 2, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

TAMPA, FL

Past

September 25, 2014 - December 31, 2016

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Tarpon Springs, FL

Past

September 25, 2014 - December 31, 2016

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

April 5, 2011 - August 5, 2013

LEGEND EQUITIES CORPORATION

CRD#: 30999

MALTA, NY

Past

April 4, 2011 - August 5, 2013

LEGEND ADVISORY, LLC

RIA

CRD#: 104761

MALTA, NY

Past

September 13, 2006 - July 16, 2009

CAMMACK RETIREMENT GROUP

RIA

CRD#: 140614

WELLESLEY, MA

Past

April 7, 2005 - July 16, 2009

CAMMACK LARHETTE BROKERAGE, INC.

CRD#: 109906

BALSTON SPA, NY

Past

October 22, 1998 - March 4, 2005

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/21/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/3/2003

Investment Company Products/Variable Contracts Principal Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Darlene M. Landor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

LEGEND EQUITIES CORPORATION

LEGEND ADVISORY, LLC

CAMMACK RETIREMENT GROUP

CAMMACK LARHETTE BROKERAGE, INC.

CITISTREET EQUITIES LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2006

Series 63

Date: 10/22/1998

SIE

Date: 10/1/2018

Series 6

Date: 10/21/1998

Series 26

Date: 1/3/2003

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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