Gregory A. Koehler
SAGEVIEW ADVISORY GROUP
Kansas City, MO 64114
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CRD#: 3138593
Professional summary
Gregory Andrew Koehler, CFP® is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Kansas City, Missouri and CETERA INVESTMENT ADVISERS LLC located in Kansas City, Missouri.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 8 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS: SAGEVIEW
INVESTMENT RELATED: YES
ADDRESS: SAME AS BRANCH
NATURE OF BUSINESS: INVESTMENT ADVISER/DBA
POSITION/TITLE/RELATIONSHIP: IAR
START DATE:
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BRIEF DESCRIPTION OF DUTIES:
NAME OF OTHER BUSINESS: VARIOUS INSURANCE CARRIERS
INVESTMENT RELATED: NO
ADDRESS: SAME AS BRANCH
NATURE OF BUSINESS:
POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE
START DATE:
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BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE INSURANCE
NAME OF OTHER BUSINESS: KOEHLER WEALTH GROUP
INVESTMENT RELATED: NO
ADDRESS:
NATURE OF BUSINESS:
POSITION/TITLE/RELATIONSHIP: EXECUTOR OF AUNT'S WILL
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NAME OF OTHER BUSINESS: KOEHLER WEALTH GROUP
INVESTMENT RELATED: YES
ADDRESS:
NATURE OF BUSINESS: DBA - FINANCIAL SERVICES
POSITION/TITLE/RELATIONSHIP: OWNER
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BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES OFFERED THROUGH FIRM
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Andrew Koehler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
February 8, 2013 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 9201 Ward Pkwy Ste 205, Kansas City, MO 64114RIA
CRD#: 126777
Kansas City, MO
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9201 Ward Parkway Ste 205, Kansas City, MO 64114RIA
CRD#: 105644
KANSAS CITY, MO
Current
August 16, 2012 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9201 Ward Parkway Ste 205, Kansas City, MO 64114BD
CRD#: 13572
Kansas City, MO
Past
August 16, 2012 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
KANSAS CITY, MO
Past
January 2, 2009 - August 14, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
KANSAS CITY, MO
Past
January 7, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
KANSAS CITY, MO
Past
September 29, 2004 - August 14, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
KANSAS CITY, MO
Past
July 14, 2003 - June 3, 2004
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
October 19, 2000 - November 8, 2000
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
May 18, 1999 - September 17, 1999
VOLPE BROWN WHELAN & COMPANY, LLC
BD
CRD#: 18329
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/19/2013)
RR
California(8/16/2012)
RR
Colorado(8/16/2012)
RR
Florida(8/16/2012)
RR
Illinois(1/16/2014)
RR
Indiana(1/6/2021)
RR
Kansas(8/16/2012)
RR
Michigan(8/16/2012)
RR
Missouri(8/16/2012)
IAR
Missouri(2/8/2013)
RR
Nebraska(2/13/2018)
RR
New York(1/7/2021)
RR
Ohio(8/16/2012)
IAR
Wisconsin(7/23/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
