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SS

Sarah M. Schmitz

BALEFIRE
Scottsdale, AZ
Some features on this profile are disabled
CRD#: 3138476
SS

Professional summary

Sarah Marie Schmitz, AIF®, who also goes by Sarah Marie Eiten Miss, Sarah Marie Schmitz Mrs., is a registered financial advisor currently at BALEFIRE, LLC located in Scottsdale, Arizona and INTEGRITY ALLIANCE, LLC. located in Dallas, Texas.

Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Sarah has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sarah Marie Eiten Miss | Sarah Marie Schmitz Mrs.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Marie Schmitz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

May 11, 2026 - Present

BALEFIRE, LLC

RIA
CRD#: 168733
Scottsdale, AZ
Current

May 18, 2026 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 14221 Dallas Parkway Suite 100, Dallas, TX 75254
RIA
BD
CRD#: 139627
Dallas, TX
Past

September 21, 2015 - May 11, 2026

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
Tucson, AZ
Past

September 2, 2015 - May 11, 2026

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
Tucson, AZ
Past

June 23, 2015 - September 1, 2015

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX
Past

April 1, 2013 - May 12, 2015

GILL CAPITAL PARTNERS, LLC

BD
CRD#: 14559
DENVER, CO
Past

March 1, 2013 - May 12, 2015

GILL CAPITAL PARTNERS, LLC

RIA
CRD#: 14559
DENVER, CO
Past

December 2, 2009 - April 1, 2011

TRUENORTH, INC.

RIA
CRD#: 110198
WICHITA, KS
Past

December 2, 2009 - April 1, 2011

IMA WEALTH

BD
CRD#: 112091
DENVER, CO
Past

September 24, 2008 - October 30, 2008

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
DES MOINES, IA
Past

February 16, 2007 - October 30, 2008

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

May 1, 2006 - May 16, 2006

OSAIC SERVICES, INC.

BD
CRD#: 133763
DENVER, CO
Past

May 16, 2003 - December 31, 2005

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

March 7, 2001 - October 16, 2002

GPC SECURITIES, INC.

BD
CRD#: 14007
ATLANTA, GA
Past

October 30, 1998 - March 30, 2001

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BALEFIRE, LLC
401K FOR ME | WEALTHBRIDGE | VPAG LLC | VISIONPOINT GROUP, LLC | VISIONPOINT ADVISORY GROUP, LLC | VISIONPOINT ADVISORY GROUP | VISIONPOINT 3D SOLUTIONS | VISIONPOINT | UNITED WEALTH MANAGEMENT | TEXAS PRIVATE WEALTH | STAHR, MATTHEW G | ROCKWAY WEALTH PARTNERS | NAVITAS WEALTH ADVISORS | MAKE WAY WEALTH MANAGEMENT | FUSE PARTNERS, LLC | FUSE PARTNERS GROUP LLC | FUSE PARTNERS | FIVE TALENTS FINANCIAL MANAGEMENT GROUP | FIVE TALENTS ADVISORY | DELSA WEALTH MANAGEMENT | CASTLE FINANCIAL | BALEFIRE, LLC | BALEFIRE

CRD#: 168733 / SEC#: 801-78506

RIA
Registered Investment Advisory firm - (1/8/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/18/2026)
IAR
Colorado
(5/11/2026)
RR
Colorado
(5/18/2026)
RR
Georgia
(5/18/2026)
RR
Indiana
(5/18/2026)
RR
Iowa
(5/18/2026)
RR
Montana
(5/18/2026)
RR
Nevada
(5/18/2026)
RR
New Mexico
(5/18/2026)
RR
Pennsylvania
(5/18/2026)
RR
Texas
(5/18/2026)
RR
Utah
(5/18/2026)
RR
Wyoming
(5/18/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/22/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/7/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/29/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 4/13/2019
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/21/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BL
BALEFIRE, LLC
401K FOR ME | WEALTHBRIDGE | VPAG LLC | VISIONPOINT GROUP, LLC | VISIONPOINT ADVISORY GROUP, LLC | VISIONPOINT ADVISORY GROUP | VISIONPOINT 3D SOLUTIONS | VISIONPOINT | UNITED WEALTH MANAGEMENT | TEXAS PRIVATE WEALTH | STAHR, MATTHEW G | ROCKWAY WEALTH PARTNERS | NAVITAS WEALTH ADVISORS | MAKE WAY WEALTH MANAGEMENT | FUSE PARTNERS, LLC | FUSE PARTNERS GROUP LLC | FUSE PARTNERS | FIVE TALENTS FINANCIAL MANAGEMENT GROUP | FIVE TALENTS ADVISORY | DELSA WEALTH MANAGEMENT | CASTLE FINANCIAL | BALEFIRE, LLC | BALEFIRE

CRD#: 168733 / SEC#: 801-78506

RIA
Registered Investment Advisory firm - (1/8/2014 Approved)
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Contact information

Main Address
14221 Dallas Parkway Suite 100, Dallas, TX 75254
Mailing Address
Phone number
(972) 361-1001
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A SUBSTITUTE DISCLOSURE BROCHUSE 03/2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,527
AUM (Assets Under Management)$ 1,236,940,085

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BALEFIRE, LLC

CRD#: 168733Scottsdale, AZ

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