Kevin E. Barton

ELEVATE FINANCIAL

Oro Valley, AZ

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CRD#: 3138428

Professional summary

Kevin Eric Barton is a registered financial advisor currently at ELEVATE FINANCIAL located in Oro Valley, Arizona.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kevin has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF-EMPLOYED. PROVIDER OF NON-INVESTMENT RELATED FINANCIAL PLANNING AND ADVICE AS WELL AS DEFINED CONTRIBUTION PLAN CONSULTING. APPROXIMATELY 120 HOURS PER MONTH, MOST OF WHICH ARE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Eric Barton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2015 - Present

ELEVATE FINANCIAL

RIA

CRD#: 172375

Oro Valley, AZ

Past

July 23, 2015 - December 31, 2015

ELEVATE FINANCIAL

RIA

CRD#: 172375

ORO VALLEY, AZ

Past

May 25, 2012 - July 25, 2014

CBIZ FINANCIAL SOLUTIONS, INC.

RIA

CRD#: 16678

TUCSON, AZ

Past

March 19, 2012 - July 25, 2014

CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678

TUCSON, AZ

Past

February 27, 2007 - March 7, 2012

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

December 21, 2005 - February 21, 2007

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

CHANDLER, AZ

Past

July 13, 2004 - November 1, 2005

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

December 24, 1998 - March 15, 2004

DAVIS DISTRIBUTORS, LLC

CRD#: 7975

TUCSON, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/23/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/8/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/22/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELEVATE FINANCIAL

ELEVATE FINANCIAL | ELEVATE FINANCIAL LLC

CRD#: 172375 / SEC#:

Arizona

Registered Investment Advisory firm - (7/23/2015 Approved)

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

8175 E Evans Rd #12201, Scottsdale, AZ 85267

Phone number

(520) 261-9075

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 8,898,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin E. Barton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Eric Barton's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATE FINANCIAL

CBIZ FINANCIAL SOLUTIONS, INC.

CBIZ FINANCIAL SOLUTIONS, INC.

ADP BROKER-DEALER, INC.

EMPOWER FINANCIAL SERVICES, INC.

VOYA INVESTMENTS DISTRIBUTOR, LLC

DAVIS DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2012

Series 63

Date: 4/8/1999

Series 7

Date: 10/25/2002

Series 6

Date: 12/22/1998

Current Firm

ELEVATE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELEVATE FINANCIAL

TRUST BUT VERIFY

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