Jaime R. Torres
Professional summary
Jaime R Torres, who also goes by Jaime Raul Torres, Jimmy Torres, is a registered financial professional currently at EQUITY SHIFT, INC. located in Raleigh, North Carolina.
Jaime is registered as a RR (Registered Representative) and started their career in finance in 2017. Jaime has worked at 3 firms and has passed the Series 66, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jaime R Torres's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2025 - Present
EQUITY SHIFT, INC.
Office #1: 434 Fayetteveille Street Suite 1150, Raleigh, NC 27601June 11, 2020 - May 31, 2023
CITI PRIVATE ALTERNATIVES, LLC
November 4, 2019 - May 31, 2023
CITIGROUP GLOBAL MARKETS INC.
September 18, 2019 - May 31, 2023
CITIGROUP GLOBAL MARKETS INC.
September 20, 2017 - May 23, 2019
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2025)
Exams
FINRA
Current Firm
EQUITY SHIFT, INC.
CRD#: 309841 / SEC#: , 8-70550
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQUITY SHIFT HOLDINGS, INC. | OWNER | |
| DUCKETT, WILLIAM GARRISON | CHIEF OPERATIONS OFFICER, CO-CHIEF COMPLIANCE OFFICER AND SECRETARY | 7270660 |
| GORDON, THOMAS MARSHALL III | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE REPRESENTATIVE AND CHAIRPERSON OF THE BOARD | 7270771 |
| PORTWOOD, WILLIAM BOYCE | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER AND CO-CHIEF COMPLIANCE OFFICER | 4853700 |
Red Flags
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Company Information
EQUITY SHIFT, INC.
CRD#: 309841Raleigh, NC 27601TRUST BUT VERIFY
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