Brian A. Frechman
Professional summary
Brian Alan Frechman is a registered financial professional currently at THE VERTICAL GROUP located in Red Bank, New Jersey.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 5 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Alan Frechman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2015 - Present
THE VERTICAL GROUP
Office #1: 130 Maple Avenue Building 5, Ph, Red Bank, NJ 07701January 31, 2011 - August 4, 2015
TELSEY ADVISORY GROUP LLC
October 2, 2008 - November 8, 2012
ISLAND TRADING
June 9, 2006 - October 6, 2008
KNIGHT DIRECT LLC
May 20, 2005 - June 9, 2006
TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2015)
(8/6/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/6/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
