RT
Raad Taha
MML DISTRIBUTORS
Boston, MA 02210
Some features on this profile are disabled
CRD#: 3138189
RT
Professional summary
Raad Taha, CIMA®, who also goes by Raad Jaffar Taha, is a registered financial professional currently at MML DISTRIBUTORS, LLC located in Boston, Massachusetts.
Raad is registered as a RR (Registered Representative) and started their career in finance in 1998. Raad has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Raad Jaffar Taha
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RAAD TAHA (LLC NAME TBD) POSITION: Owner NATURE: Residential Care Home Facility, Congregate Living Health Facility and Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2021 ADDRESS: 18761 Caminito Pasadero unit 109, San Diego CA 92128, United States DESCRIPTION: Operate the business as absentee owner by providing financing and not actively involved in day-to-day tasks for a residential care home, congregate living health facility and property. Will collect rental payments and collect business net income.
CRS (Client Relationship Summary) - BD
Click below to view Raad Taha's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 20, 2022 - Present
MML DISTRIBUTORS, LLC
Office #1: 10 Fan Pier Blvd, Boston, MA 02210BD
CRD#: 38030
Boston, MA
Past
February 11, 2021 - May 17, 2022
THRIVENT ASSET MANAGEMENT, LLC
RIA
CRD#: 137751
Minneapolis, MN
Past
March 16, 2020 - May 18, 2022
THRIVENT DISTRIBUTORS, LLC
BD
CRD#: 179512
Minneapolis, MN
Past
May 22, 2008 - February 11, 2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
NEW YORK, NY
Past
March 24, 2000 - May 5, 2008
NICHOLAS-APPLEGATE SECURITIES LLC
BD
CRD#: 31205
SAN DIEGO, CA
Past
November 6, 1998 - March 17, 2000
DEAM INVESTOR SERVICES, INC.
BD
CRD#: 754
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/23/2022)
RR
Alaska(5/20/2022)
RR
Arizona(5/20/2022)
RR
Arkansas(5/23/2022)
RR
California(5/20/2022)
RR
Colorado(5/23/2022)
RR
Connecticut(5/20/2022)
RR
Delaware(6/2/2022)
RR
District of Columbia(5/20/2022)
RR
Florida(5/23/2022)
RR
Georgia(5/23/2022)
RR
Hawaii(5/23/2022)
RR
Idaho(5/20/2022)
RR
Illinois(5/23/2022)
RR
Indiana(7/6/2022)
RR
Iowa(5/23/2022)
RR
Kansas(5/20/2022)
RR
Kentucky(5/23/2022)
RR
Louisiana(5/23/2022)
RR
Maine(5/20/2022)
RR
Maryland(5/24/2022)
RR
Massachusetts(5/23/2022)
RR
Michigan(5/24/2022)
RR
Minnesota(5/23/2022)
RR
Mississippi(5/23/2022)
RR
Missouri(5/26/2022)
RR
Montana(5/23/2022)
RR
Nebraska(5/20/2022)
RR
Nevada(5/20/2022)
RR
New Hampshire(5/24/2022)
RR
New Jersey(5/23/2022)
RR
New Mexico(5/20/2022)
RR
New York(5/20/2022)
RR
North Carolina(5/23/2022)
RR
North Dakota(5/23/2022)
RR
Ohio(5/20/2022)
RR
Oklahoma(6/2/2022)
RR
Oregon(6/1/2022)
RR
Pennsylvania(5/23/2022)
RR
Puerto Rico(5/27/2022)
RR
Rhode Island(5/31/2022)
RR
South Carolina(5/23/2022)
RR
South Dakota(6/8/2022)
RR
Tennessee(5/23/2022)
RR
Texas(5/20/2022)
RR
Utah(5/20/2022)
RR
Vermont(5/23/2022)
RR
Virginia(5/23/2022)
RR
Washington(6/2/2022)
RR
West Virginia(5/23/2022)
RR
Wisconsin(5/20/2022)
RR
Wyoming(5/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MD
MML DISTRIBUTORS, LLC
CONNECTICUT MUTUAL FINANCIAL SERVICES, LLC. | MML DISTRIBUTORS, LLC | MML DISTRIBUTORS, LIMITED LIABILITY COMPANY
CRD#: 38030 / SEC#: , 8-48203
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
1295 State Street, Springfield, MA 01111
Mailing Address
1295 State Street, Springfield, MA 01111
Phone number
(413) 737-8400
Established
Connecticut since 11/10/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MML DISTRIBUTORS, LLC
CRD#: 38030Boston, MA 02210TRUST BUT VERIFY
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