Jon E. Rosenbluth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Evan Rosenbluth, who also goes by Jon E Rosenbluth, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1998. Jon had worked at 5 firms and has passed the Series 66, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2010 - September 8, 2021
GREYSTOKE CONSULTING, INC.
June 1, 2009 - August 19, 2010
MORGAN STANLEY
June 1, 2009 - August 19, 2010
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 23, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
September 16, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
November 16, 1998 - August 1, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 11, 1998 - August 1, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
GREYSTOKE CONSULTING, INC.
CRD#: 124015 / SEC#:
Contact information
Red Flags
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