David H. Lucado

COMPREHENSIVE PLANNING

WILLOW SPRINGS, IL 60480

Some features on this profile are disabled

CRD#: 313807

Professional summary

David Hollis Lucado is a registered financial advisor currently at COMPREHENSIVE PLANNING, INC. located in Willow Springs, Illinois and LASALLE ST SECURITIES, L.L.C. located in Downers Grove, Illinois.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. David has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPREHENSIVE PLANNING, INC.- INSURANCE SALES; FIXED INSURANCE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Hollis Lucado's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 1998 - Present

COMPREHENSIVE PLANNING, INC.

Office #1: 8695 S Archer , Suite 18, Willow Springs, IL 60480

RIA

CRD#: 123352

WILLOW SPRINGS, IL

Current

January 17, 1990 - Present

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Downers Grove, IL

Past

June 18, 1989 - December 31, 1989

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

May 5, 1986 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

October 20, 1980 - September 16, 1986

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

April 15, 1974 - September 12, 1986

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/1/2005)

Colorado
(6/6/2016)

Florida
(9/9/1998)

Illinois
(1/23/1990)

IAR

Illinois
(8/22/1998)

Missouri
(5/24/1999)

Nevada
(1/22/2001)

Wisconsin
(2/2/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/4/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 4/5/1974

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/23/1988

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COMPREHENSIVE PLANNING, INC.

CRD#: 123352 / SEC#:

Illinois

Registered Investment Advisory firm - (8/22/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Downers Grove, IL

Mailing Address

Phone number

(708) 839-9100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Meyers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Frankfort, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David H. Lucado

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Hollis Lucado's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

State Registrations and Notice Filings

Exams

Series 63

Date: 1/4/1989

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 4/5/1974

Series 24

Date: 9/23/1988

FINRA

Current Firm

COMPREHENSIVE PLANNING, INC.

Contact information

Documents

Red Flags

Company Information

COMPREHENSIVE PLANNING, INC.

TRUST BUT VERIFY

Similar Advisors