Martha Davenport
Professional summary
Martha Davenport, CPWA® is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Martha is registered as a RR (Registered Representative) and started their career in finance in 1999. Martha has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martha Davenport's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008-05-01
Expire date: 2024-04-30
Experience
June 3, 2026 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917August 18, 2022 - April 2, 2026
FIDELITY BROKERAGE SERVICES LLC
April 30, 2018 - June 9, 2022
SANTANDER SECURITIES LLC
March 19, 2018 - June 9, 2022
SANTANDER SECURITIES LLC
January 11, 2016 - April 4, 2016
CITIZENS SECURITIES, INC.
August 4, 2015 - August 31, 2015
LPL FINANCIAL LLC
January 26, 2009 - January 30, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 1, 2009 - January 30, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 25, 1999 - May 12, 2005
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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