Penelope L. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Penelope L Erickson was a registered financial professional .
Penelope is a previously registered financial professional and started their career in finance in 1998. Penelope had worked at 2 firms and has passed the Series 63, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 1998 - September 25, 1999
RONEY & CO.
December 14, 1998 - March 27, 2012
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RONEY & CO.
CRD#: 45091 / SEC#: , 8-50985
Contact information
Documents
Red Flags
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