Tracy Albert
Professional summary
Tracy Albert, who also goes by Tracy Albert, is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in Coral Gables, Florida.
Tracy is registered as a RR (Registered Representative) and started their career in finance in 1999. Tracy has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tracy Albert's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2025 - Present
RAINMAKER SECURITIES, LLC
Office #1: 2000 Salzedo Street, #1218 Attn: Rainmaker Securities, Llc, Coral Gables, FL 33134October 18, 2023 - November 4, 2024
PALM TREE SECURITIES LLC
April 26, 2022 - September 12, 2023
MERIT SECURITIES, LLC
January 13, 2020 - October 1, 2020
HAMILTON GRANT LLC
June 11, 2013 - June 26, 2018
DELOITTE CORPORATE FINANCE LLC
December 20, 2011 - June 11, 2013
MCCOLL PARTNERS, LLC
December 16, 1999 - December 7, 2011
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2025)
Exams
FINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
RAINMAKER SECURITIES, LLC
CRD#: 132995Coral Gables, FL 33134TRUST BUT VERIFY
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