Benjamin L. Lubin
Professional summary
Benjamin Livingston Lubin is a registered financial advisor currently at SECURITIES INDUSTRY MANAGEMENT CORP. located in Greenwich, Connecticut.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1959. Benjamin has worked at 6 firms and has passed the Series 63, Series 55 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Livingston Lubin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 1996 - Present
SECURITIES INDUSTRY MANAGEMENT CORP.
August 17, 1987 - November 9, 2009
SECURITIES INDUSTRY MANAGEMENT CORP.
December 27, 1982 - September 1, 1987
JANNEY MONTGOMERY SCOTT LLC
March 22, 1982 - March 17, 1983
PRUDENTIAL EQUITY GROUP, LLC
November 23, 1973 - November 22, 1982
BRUNS, NORDEMAN, REA & CO.
September 30, 1969 - April 1, 1982
BRUNS NORDEMAN SECURITIES CORPORATION
March 1, 1959 - November 23, 1973
BRUNS, NORDEMAN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/4/1996)
Exams
Series 55
Date: 3/2/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 2/14/1958
Registered Representative ExaminationCurrent Firm
SECURITIES INDUSTRY MANAGEMENT CORP.
CRD#: 19789 / SEC#: , 8-37986
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 13,620,000 |
Red Flags
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