Matthew Anthony Lapides
CFP®Professional Summary
Matthew Anthony Lapides, CFP®, who also goes by Mathew A Lapides, Matt Lapides, is a registered financial advisor currently at ETHOS PRIVATE WEALTH located in Coral Gables, Florida. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 8 firms and has passed the Series 66, Series 72, Series 42, Series 82TO, Series 52TO, Series 99TO, Series 6TO, Series 22TO, Series 62, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mathew A Lapides, Matt Lapides
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ACCORDIA AMERICAS | GLOBAL ALLIANCE INVESTMENT MANAGEMENT LLC | GLOBAL ADVISOR ALLIANCE, ACCORDIA AMERICAS, ETHOS PRIVATE WEALT | GLOBAL ADVISOR ALLIANCE | ETHOS WEALTH MANAGEMENT LLC | ETHOS PRIVATE WEALTH
Contact Information
Main Address
Coral Gables, FLPhone Number
(305) 602-1000# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
171AUM (Assets Under Management)
$46,575,472Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/3/2022)
(7/17/2015)
(10/14/2022)
(10/4/2018)
(5/26/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Jan 2023Series 42 — Registered Options Representative Examination
Passed Jan 2023Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 39 — Direct Participation Programs Principal Examination
Passed Jan 2023About the Series 39 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2023About the Series 26 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2003About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2003About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Matthew Anthony Lapides's CRS (Customer Relationship Summary).
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