Matthew A. Lapides
ETHOS PRIVATE WEALTH
Coral Gables, FL
Some features on this profile are disabled
CRD#: 3137390
Professional summary
Matthew Anthony Lapides, CFP®, who also goes by Mathew A Lapides, Matt Lapides, is a registered financial advisor currently at ETHOS PRIVATE WEALTH located in Coral Gables, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 8 firms and has passed the Series 66, Series 72, Series 42, Series 82TO, Series 52TO, Series 99TO, Series 6TO, Series 22TO, Series 62, SIE, Series 31, Series 7, Series 24, Series 39, Series 26, Series 23, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mathew A Lapides | Matt Lapides
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ethos Wealth Management LLC - President - 02/04/2013 - Coral Gables, FL - 120hrs/mo - 120hrs/mo during Business Hrs - Yes Business Related - RIA, IN THE INVESTMENT SERVICES INDUSTRY - Overall business operations and providing client financial services - Fees CASA TUA Construction Group, LLC - President - 11/01/2018 - Coral Gables FL - 10hrs/mo - 0hrs/mo during Business Hrs - No Business Related - a Florida licensed general contractor engaged in construction and remodeling of luxury properties - operational and financial oversight, client communications and oversight of project managers. - Distribution of Profits The Goetchius House, LLC - sole member of the LLC, Manager - 08/18/2021 - Coral Gables, FL - 8hrs/mo - 0hrs/mo during Business Hrs - Yes Business Related - Commercial real estate investment - Formation and general administration. Operating functions delegated to a third party. - Distribution of Profits Sprout Publishing LLC - President - 01/20/2018 - Coral Gables, FL - 10hrs/mo - 0hrs/mo during Business Hrs - No Business Related - Publisher of children books - Authoring and publishing children books - Distribution of Profits ARMY MOM SOUTHERN HOSPITALITY LLC - President - 10/31/2023 - Columbus, GA - 4hrs/mo - 0hrs/mo during Business Hrs - No Business Related - Short term rental of a historic property - bookkeeping - Distribution of Profits Life, Health VA Insurance License - Registrant - null - Coral Gables, FL - 1hrs/mo - 1hrs/mo during Business Hrs - No Business Related - Life and Health Insurance Services - Review and advise on insurance related matters with clients - Fees 405 Broadway Restaurant Group, LLC - President - 11/01/2023 - Columbus, GA - 8hrs/mo - 0hrs/mo during Business Hrs - No Business Related - Restaurant and Hospitality Services for Goetchius House LLC - Book keeping - Distribution of Profits
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Anthony Lapides's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
July 17, 2015 - Present
ETHOS PRIVATE WEALTH
RIA
CRD#: 166465
Coral Gables, FL
Past
March 5, 2015 - June 19, 2025
MARCH CAPITAL CORP.
BD
CRD#: 24142
CHICAGO, IL
Past
August 13, 2014 - February 19, 2015
XNERGY FINANCIAL LLC
BD
CRD#: 144436
LOS ANGELES, CA
Past
January 31, 2012 - July 9, 2013
KESTRA PRIVATE WEALTH SERVICES, LLC
RIA
CRD#: 155193
CORAL GABLES, FL
Past
November 7, 2011 - September 28, 2012
SPIRE SECURITIES, LLC
BD
CRD#: 144131
MCLEAN, VA
Past
June 22, 2011 - October 31, 2011
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
MERIDEN, CT
Past
April 27, 2009 - February 8, 2010
P.J. ROBB VARIABLE, LLC
BD
CRD#: 38339
MEMPHIS, TN
Past
August 19, 2002 - January 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MIAMI, FL
Past
November 10, 1998 - January 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MIAMI, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(11/3/2022)
IAR
Florida(7/17/2015)
IAR
Georgia(10/14/2022)
IAR
Pennsylvania(10/4/2018)
IAR
Tennessee(5/26/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 42
Date: 1/2/2023
Registered Options Representative ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
EP
ETHOS PRIVATE WEALTH
ACCORDIA AMERICAS | GLOBAL ALLIANCE INVESTMENT MANAGEMENT LLC | GLOBAL ADVISOR ALLIANCE, ACCORDIA AMERICAS, ETHOS PRIVATE WEALT | GLOBAL ADVISOR ALLIANCE | ETHOS WEALTH MANAGEMENT LLC | ETHOS PRIVATE WEALTH
CRD#: 166465 / SEC#: 801-77626
RIA
Registered Investment Advisory firm - (3/28/2018 Terminated)Alabama
Registered Investment Advisory firm - (11/3/2022 Approved)Florida
Registered Investment Advisory firm - (3/16/2018 Approved)Georgia
Registered Investment Advisory firm - (10/14/2022 Approved)Pennsylvania
Registered Investment Advisory firm - (10/3/2018 Approved)Tennessee
Registered Investment Advisory firm - (5/26/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Coral Gables, FL
Mailing Address
Phone number
(305) 602-1000
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 47 |
| AUM (Assets Under Management) | $ 47,490,929 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
