David C. Oosterbaan

DCO CAPITAL MANAGEMENT LLC

Chicago, IL 60605

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CRD#: 3137071

Professional summary

David Cooper Oosterbaan is a registered financial advisor currently at DCO CAPITAL MANAGEMENT LLC located in Chicago, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I'M A MEMBER AND MANAGING MEMBER OF JACKSON PARTNERSHIP LLC, THIS LLC WILL BE DISOLVED ONCE DCO CAPITAL MANAGEMENT LLC IS ESTABLISHED. JACKSON PARTNERSHIP LLC IS CONSIDERED A PRIVATE FUND UNDER THE SEC RULE 203(B)(3)-1 THERE ARE LESS THAN 10 MEMBERS AND ALL MEMBERS ARE ACCREDITED INVESTORS. JACKSON PARTNERHSIP WAS STARTED IN JUNE OF 2001. I'M ALSO A PRIVATE REAL ESTATE INVESTOR AND WORK AS A CONSULTANT FOR RECRUITING/BUSINESS DEVELOPMENT ON AN INDEPENDENT CONTRACTOR BUSINESS. I HAVE BEEN INVOLVED IN REAL ESTATE INVESTING FOR SEVERAL YEARS AND AS A CONSULTANT FOR BUSINESS DEVLOPMENT/RECRUITMENT SINCE THE SUMMER OF 2009. I SPEND A COUPLE HOURS A DAY ON THESE EFFORTS AND THE TIME SPENT MAY OR MAY NOT BE DURING THE SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Cooper Oosterbaan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2011 - Present

DCO CAPITAL MANAGEMENT LLC

Office #1: 440 S. Lasalle St., Suite 1822, Chicago, IL 60605

RIA

CRD#: 142637

Chicago, IL

Past

June 18, 1999 - November 6, 2000

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/14/2014)

IAR

Michigan
(10/13/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/17/1999

General Securities Representative Examination

Current Firm

DCO CAPITAL MANAGEMENT LLC

CRD#: 142637 / SEC#:

Illinois

Registered Investment Advisory firm - (4/14/2014 Approved)

Michigan

Registered Investment Advisory firm - (10/6/2011 Approved)

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Contact information

Main Address

440 S. Lasalle St., Suite 1822, Chicago, IL 60605

Mailing Address

Phone number

(312) 932-8011

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 22,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Oosterbaan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Cooper Oosterbaan's CRS (Customer Relationship Summary).

Certified licenses

Experience

DCO CAPITAL MANAGEMENT LLC

STRONG INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/2011

Series 63

Date: 5/6/1999

Series 7

Date: 6/17/1999

Current Firm

DCO CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DCO CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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