Bernd J. Wuebben
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernd Johannes Wuebben was a registered financial professional .
Bernd is a previously registered financial professional and started their career in finance in 1998. Bernd had worked at 6 firms and has passed the Series 63, SIE, Series 56, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2014 - September 29, 2017
JUMP TRADING, LLC
June 9, 2012 - February 28, 2013
OBD SECURITIES LLC
August 16, 2007 - December 5, 2007
J.P. MORGAN SECURITIES LLC
April 19, 2005 - June 21, 2007
BNP PARIBAS SECURITIES CORP.
March 18, 2002 - November 12, 2004
MORGAN STANLEY & CO. LLC
November 6, 1998 - March 27, 2002
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 56
Date: 6/8/2012
Proprietary Trader Qualification ExaminationCurrent Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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