Ning Guan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ning Guan, who also goes by Jenny Ning Guan, Ninh Guan, was a registered financial professional .
Ning is a previously registered financial professional and started their career in finance in 2014. Ning had worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2018 - December 30, 2021
CERES RESEARCH AND TRADING LLC
June 20, 2014 - April 17, 2023
QUANTSCAPE ASSET MANAGEMENT LLC
State Registrations and Notice Filings
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Exams
Current Firm
CERES RESEARCH AND TRADING LLC
CRD#: 291931 / SEC#:
Contact information
Red Flags
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