Wendy H. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendy Helene Bennett, CFP®, who also goes by Wendy Helene Laney, Wendy Laney, Wendy Helene Zitalone, was a registered financial professional .
Wendy is a previously registered financial professional and started their career in finance in 1998. Wendy had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
February 3, 2023 - December 19, 2025
RANDALL & ASSOCIATES WEALTH MANAGEMENT
November 20, 2015 - February 14, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 20, 2015 - February 14, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 1, 2009 - November 24, 2015
MORGAN STANLEY
June 1, 2009 - November 24, 2015
MORGAN STANLEY
April 17, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 19, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 25, 1998 - December 31, 1999
PFS INVESTMENTS INC.
Primary Firm SEC Registration
RANDALL & ASSOCIATES WEALTH MANAGEMENT
CRD#: 323846 / SEC#: 801-126966
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RANDALL & ASSOCIATES WEALTH MANAGEMENT
CRD#: 323846 / SEC#: 801-126966
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 548 |
| AUM (Assets Under Management) | $ 167,249,376 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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