AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CY

Chris Y. Yoo

Some features on this profile are disabled
CRD#: 3136504
CY

Professional summary

Chris Young Yoo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Chris is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Chris had worked at 6 firms, which includes SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT LLC, SUMMIT ASSET STRATEGIES INVESTMENT ADVISORS INC., FIRST HORIZON ADVISORS INC., CHARLES SCHWAB & CO. INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Youngdong Yoo | Young Dong Yoo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 5, 2015 - October 30, 2015

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

RIA
CRD#: 139728
BELLEVUE, WA
Past

January 28, 2014 - December 31, 2014

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

RIA
CRD#: 139728
BELLEVUE, WA
Past

December 11, 2013 - December 31, 2014

SUMMIT ASSET STRATEGIES INVESTMENT ADVISORS, INC.

RIA
CRD#: 145621
BELLEVUE, WA
Past

December 10, 2013 - July 15, 2015

SUMMIT ASSET STRATEGIES INVESTMENT ADVISORS, INC.

RIA
CRD#: 145621
BELLEVUE, WA
Past

April 17, 2006 - December 31, 2013

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

RIA
CRD#: 139728
ISSAQUAH, WA
Past

July 7, 2004 - February 1, 2006

FIRST HORIZON ADVISORS, INC.

RIA
CRD#: 17117
KIRKLAND, WA
Past

June 25, 2004 - February 1, 2006

FIRST HORIZON ADVISORS, INC.

BD
CRD#: 17117
MEMPHIS, TN
Past

February 4, 2002 - June 15, 2004

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
BELLEVUE, WA
Past

September 27, 2001 - June 15, 2004

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

October 28, 1998 - September 6, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

October 28, 1998 - September 6, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/5/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/31/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/1998
General Securities Representative Examination

Current Firm

SA
SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC
SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC | SUMMIT CAPITAL STRATEGIES, L.L.C | SUMMIT CAPITAL STRATEGIES ASSET MANAGEMENT | SUMMIT ASSET STRATEGIES, LLC

CRD#: 139728 / SEC#: 801-69479

PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10655 Ne 4th Street Ste 500, Bellevue, WA 98004
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC

CRD#: 139728

TRUST BUT VERIFY

Monitor Chris Yoo

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.