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GD

Gregory L. Dawkins

FULL COURT CAPITAL SECURITIES LLC
Maplewood, NJ 07040
Some features on this profile are disabled
CRD#: 3136418
GD

Professional summary

Gregory Lawrence Dawkins is a registered financial professional currently at FULL COURT CAPITAL SECURITIES LLC located in Maplewood, New Jersey.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Lawrence Dawkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2024 - Present

FULL COURT CAPITAL SECURITIES LLC

Office #1: 30 Headley Place, Maplewood, NJ 07040
BD
CRD#: 324843
Maplewood, NJ
Past

April 21, 2022 - April 1, 2024

BURCH & COMPANY, INC

BD
CRD#: 102280
KANSAS CITY, MO
Past

June 29, 2017 - December 15, 2021

PORTICO CAPITAL ADVISORS LLC

BD
CRD#: 125865
GREENWICH, CT
Past

August 5, 2008 - June 21, 2017

PIPER SANDLER & CO.

BD
CRD#: 665
NEW YORK, NY
Past

March 15, 2005 - July 8, 2008

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

July 30, 2002 - March 24, 2005

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

September 25, 2001 - July 26, 2002

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

January 5, 1999 - September 26, 2001

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(3/13/2024)
RR
Virginia
(10/29/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/15/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/5/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/31/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FULL COURT CAPITAL SECURITIES LLC
FULL COURT CAPITAL LLC | FULL COURT CAPITAL SECURITIES LLC

CRD#: 324843 / SEC#: , 8-71131

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
30 Headley Place, Maplewood, NJ 07040
Mailing Address
30 Headley Place, Maplewood, NJ 07040
Phone number
(917) 328-7457
Established
Delaware since 01/23/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FULL COURT CAPITAL HOLDCO LLCSOLE MEMBER
DAWKINS, GREGORY LAWRENCEMANAGER, CCO, EXECUTIVE REP.3136418
SERRA, CARL ANTHONY IIIFINOP, PFO AND POO3179039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FULL COURT CAPITAL SECURITIES LLC

CRD#: 324843Maplewood, NJ 07040

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