Scott P. Lowry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Peter Lowry was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1972. Scott had worked at 12 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 57TO, SIE, Series 87, Series 55, Series 15, Series 5, Series 1, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - November 14, 2024
PORTSMOUTH FINANCIAL SERVICES
May 28, 1996 - November 14, 2024
PORTSMOUTH FINANCIAL SERVICES
November 30, 1992 - May 14, 1996
MCCLURG CAPITAL CORPORATION
April 23, 1992 - November 27, 1992
EMMETT A LARKIN COMPANY, INC.
August 29, 1991 - April 10, 1992
SMITH BELLINGHAM INTERNATIONAL, INC.
December 6, 1989 - August 9, 1991
EAGAN AND COMPANY, INC.
November 12, 1984 - October 31, 1989
WELLS FARGO SECURITIES, LLC
March 7, 1984 - November 7, 1984
ROONEY, PACE INC.
June 14, 1979 - March 6, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
January 18, 1978 - July 1, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
August 25, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
November 3, 1972 - August 3, 1975
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/1/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 9/6/1983
Foreign Currency Options ExaminationSeries 5
Date: 12/1/1982
Interest Rate Options ExaminationSeries 1
Date: 10/26/1972
Registered Representative ExaminationCurrent Firm
PORTSMOUTH FINANCIAL SERVICES
CRD#: 13980 / SEC#: , 8-30097
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 3,671,748 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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