Christopher Lee Simmons
Professional Summary
Christopher Lee Simmons, who also goes by Chris Simmons, Christopher Lee Simmons, is a registered financial advisor currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Simmons, Christopher Lee Simmons
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PFS INVESTMENTS INC.
Videos & Posts
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PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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PFS INVESTMENTS INC.
Years of Experience
27 years in the financial services industry
Current & Past Employments
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PFS INVESTMENTS INC.
Current Firm
QUASAR DISTRIBUTORS, LLC
Contact Information
Main Address
190 Middle Street Suite 301, Portland, ME 04101Mailing Address
190 Middle Street Suite 301, Portland, ME 04101Phone Number
(866) 251-6920Established
Delaware since 01/21/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | — |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
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PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PFS INVESTMENTS INC.
State Registrations and Notice Filings
(10/19/2021)
(9/28/2021)
(10/19/2021)
(10/12/2021)
(9/17/2021)
(10/7/2021)
(9/17/2021)
(9/27/2021)
(10/21/2021)
(10/26/2021)
(10/21/2021)
(10/21/2021)
(10/18/2021)
(10/27/2021)
(9/24/2021)
(9/16/2021)
(9/17/2021)
(9/23/2021)
(10/20/2021)
(9/17/2021)
(9/20/2021)
(11/5/2021)
(9/28/2021)
(9/23/2021)
(9/29/2021)
(9/20/2021)
(10/4/2021)
(9/23/2021)
(10/7/2021)
(9/30/2021)
(10/19/2021)
(9/23/2021)
(10/29/2021)
(9/20/2021)
(11/19/2021)
(9/17/2021)
(9/27/2021)
(9/22/2021)
(9/17/2021)
(9/17/2021)
(9/23/2021)
(9/23/2021)
(10/19/2021)
(9/22/2021)
(9/17/2021)
(9/23/2021)
(9/16/2021)
(9/23/2021)
(10/18/2021)
(9/21/2021)
(9/27/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1999About the Series 6 examSRO Registrations
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PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - BD
Click below to view Christopher Lee Simmons's CRS (Customer Relationship Summary).
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PFS INVESTMENTS INC.
