Christopher L. Simmons
Professional summary
Christopher Lee Simmons, who also goes by Chris Simmons, Christopher Lee Simmons, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Lee Simmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2021 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 2, 2020 - July 14, 2021
FORESIDE FINANCIAL SERVICES, LLC
November 3, 2015 - December 31, 2020
BMO ASSET MANAGEMENT CORP.
December 8, 2014 - December 31, 2019
BMO INVESTMENT DISTRIBUTORS, LLC
March 11, 2011 - August 12, 2014
NEUBERGER BERMAN BD LLC
March 11, 2011 - August 12, 2014
NEUBERGER BERMAN BD LLC
May 8, 2009 - December 31, 2009
NEUBERGER BERMAN MANAGEMENT LLC
March 27, 2009 - August 12, 2014
NEUBERGER BERMAN MANAGEMENT LLC
January 1, 2008 - November 24, 2008
FIDELITY BROKERAGE SERVICES LLC
March 2, 2005 - December 18, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
March 2, 2005 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
February 13, 2002 - February 3, 2005
CHARLES SCHWAB & CO., INC.
March 3, 1999 - January 17, 2002
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2021)
(9/28/2021)
(10/19/2021)
(10/12/2021)
(9/17/2021)
(10/7/2021)
(9/17/2021)
(9/27/2021)
(10/21/2021)
(10/26/2021)
(10/21/2021)
(10/21/2021)
(10/18/2021)
(10/27/2021)
(9/24/2021)
(9/16/2021)
(9/17/2021)
(9/23/2021)
(10/20/2021)
(9/17/2021)
(9/20/2021)
(11/5/2021)
(9/28/2021)
(9/23/2021)
(9/29/2021)
(9/20/2021)
(10/4/2021)
(9/23/2021)
(10/7/2021)
(9/30/2021)
(10/19/2021)
(9/23/2021)
(10/29/2021)
(9/20/2021)
(11/19/2021)
(9/17/2021)
(9/27/2021)
(9/22/2021)
(9/17/2021)
(9/17/2021)
(9/23/2021)
(9/23/2021)
(10/19/2021)
(9/22/2021)
(9/17/2021)
(9/23/2021)
(10/18/2021)
(9/16/2021)
(9/23/2021)
(10/18/2021)
(9/21/2021)
(9/27/2021)
Exams
FINRA
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
QUASAR DISTRIBUTORS, LLC
CRD#: 103848Portland, ME 04101TRUST BUT VERIFY
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