SF
Suzanne M. Fitzgerald
SOLUTIONS 4 WEALTH
Plano, TX
Some features on this profile are disabled
CRD#: 3136145
SF
Professional summary
Suzanne Marie Fitzgerald, who also goes by Suzanne Fitzgerald Dunson, Suzy Dunson, is a registered financial advisor currently at SOLUTIONS 4 WEALTH located in Plano, Texas.
Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Suzanne has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Suzanne Fitzgerald Dunson | Suzy Dunson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PARKLAND HOSPITAL FOUNDATION PLANNED GIVING COUNCIL; THIS IS A NON-PROFIT BOARD OF ATTORNEY'S, FINANCIAL ADVISORS, CPA'S AND OTHER PROFESSIONALS THAT WORK TOGETHER TO HELP PROMOTE THE WELFARE OF PARKLAND HOSPITAL THROUGH THEIR FOUNDATION.; 2777 N. STEMMONS FREEWAY, SUITE 1700, DALLAS, TEXAS; START DATE 09/2014; ROLE/TITLE: BOARD MEMBER; NOT INVESTMENT RELATED; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS]
[PLYMOUTH STATE UNIV; PLYMOUTH,NH 03264; BOARD MEMBER; NO COMPENSATION]
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 5920 EAST UNIVERSITY BLVD. #1208, DALLAS, TEXAS 75206; START DATE 10/2014; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 30 HOURS PER MONTH; 20 HOURS PER MONTH DURING SECURITIES TRADING HOURS]
Fitzgerald Wealth Strategies
ADVANCED PLANNING, LLC; INVESTMENT RELATED; SOUTHLAKE, TX; INSURANCE & ANNUITIES; INSURANCE AGENT; START DATE 04/2019; 40 HOURS PER MONTH; 20 HOURS DURING SECURITIES TRADING; MANAGING LEADS, ANALYZING CLIENT NEEDS AND RESEARCHING INSURANCE PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Marie Fitzgerald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2019 - Present
SOLUTIONS 4 WEALTH
RIA
CRD#: 143248
Plano, TX
Past
March 30, 2019 - April 1, 2019
SOLUTIONS 4 WEALTH
RIA
CRD#: 143248
Plano, TX
Past
December 23, 2015 - February 19, 2019
EXENCIAL WEALTH ADVISORS
RIA
CRD#: 130475
FRISCO, TX
Past
April 27, 2010 - January 13, 2016
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
DALLAS, TX
Past
April 16, 2010 - January 14, 2016
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DALLAS, TX
Past
April 18, 2008 - February 24, 2010
WILMINGTON BROKERAGE SERVICES COMPANY
BD
CRD#: 14942
WILMINGTON, DE
Past
March 30, 2001 - January 17, 2007
GOLDMAN SACHS WEALTH SERVICES, L.P.
RIA
CRD#: 106693
DALLAS, TX
Past
February 10, 1999 - January 17, 2007
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
S4
SOLUTIONS 4 WEALTH
SOLUTIONS 4 WEALTH | SOLUTIONS 4 WEALTH, LTD
CRD#: 143248 / SEC#: 801-121358
RIA
Registered Investment Advisory firm - (5/29/2021 Approved)Florida
Registered Investment Advisory firm - (6/10/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/10/2021 Terminated)Texas
Registered Investment Advisory firm - (6/10/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/29/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
S4
SOLUTIONS 4 WEALTH
SOLUTIONS 4 WEALTH | SOLUTIONS 4 WEALTH, LTD
CRD#: 143248 / SEC#: 801-121358
RIA
Registered Investment Advisory firm - (5/29/2021 Approved)Florida
Registered Investment Advisory firm - (6/10/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/10/2021 Terminated)Texas
Registered Investment Advisory firm - (6/10/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
566 North Kimball Ave Suite 120, Southlake, TX 76092
Mailing Address
Phone number
(817) 934-7010
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 661 |
| AUM (Assets Under Management) | $ 173,592,028 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
