James E. Zimmerman

BEAIRD HARRIS

Dallas, TX 75244

Some features on this profile are disabled

CRD#: 3136109

Professional summary

James Edward Zimmerman, CFP®, who also goes by Jimmy Zimmerman, is a registered financial advisor currently at BEAIRD HARRIS located in Dallas, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. James has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jimmy Zimmerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Zimmerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

April 22, 2015 - Present

BEAIRD HARRIS

Office #1: 5005 Lyndon B Johnson Fwy Ste 1700, Dallas, TX 75244

RIA

CRD#: 107238

Dallas, TX

Past

January 22, 2007 - May 21, 2015

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PLANO, TX

Past

November 6, 1998 - May 20, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEAIRD HARRIS

BEAIRD HARRIS | BHCO CAPITAL MANAGEMENT, INC. | BHCO CAPITAL MANAGEMENT INC | BEAIRD HARRIS WEALTH MANAGEMENT, LLC | BEAIRD HARRIS WEALTH MANAGEMENT, INC.

CRD#: 107238 / SEC#: 801-51938

RIA

Registered Investment Advisory firm - (5/20/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/19/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/20/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/1998

General Securities Representative Examination

Current Firm

BEAIRD HARRIS

BEAIRD HARRIS | BHCO CAPITAL MANAGEMENT, INC. | BHCO CAPITAL MANAGEMENT INC | BEAIRD HARRIS WEALTH MANAGEMENT, LLC | BEAIRD HARRIS WEALTH MANAGEMENT, INC.

CRD#: 107238 / SEC#: 801-51938

RIA

Registered Investment Advisory firm - (5/20/1996 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5005 Lyndon B Johnson Fwy Ste 1700, Dallas, TX 75244

Mailing Address

Phone number

(972) 503-1040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts	3,188
AUM (Assets Under Management)	$ 1,907,364,054

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/30/2025	Cover Page	Report
01/28/2025	Cover Page	Report
07/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Kerry Prazak

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

IAR

SOUTHLAKE, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James E. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

BEAIRD HARRIS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2006

Series 63

Date: 11/19/1998

SIE

Date: 5/20/2015

Series 7

Date: 11/5/1998

Current Firm

BEAIRD HARRIS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BEAIRD HARRIS

TRUST BUT VERIFY

Similar Advisors