Mihail A. Covaci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mihail Alexandru Covaci, who also goes by Bob Covaci, was a registered financial professional .
Mihail is a previously registered financial professional and started their career in finance in 1998. Mihail had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2010 - April 21, 2014
COVACI GROUP LLC
August 21, 2000 - December 1, 2004
MARKETPOINT TRADING, L.L.C.
July 18, 2000 - October 19, 2005
D. E. SHAW VALENCE, L.L.C.
December 14, 1998 - February 21, 2007
D.E. SHAW SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/21/2000
Limited Representative-Equity Trader ExamCurrent Firm
COVACI GROUP LLC
CRD#: 153476 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
