Jason P. Abt
Professional summary
Jason Paul Abt is a registered financial professional currently at NORTH POINT MERGERS AND ACQUISITIONS, INC. located in San Francisco, California.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Paul Abt's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2023 - Present
NORTH POINT MERGERS AND ACQUISITIONS, INC.
Office #1: 580 California Street Suite 2200, San Francisco, CA 94104April 7, 2023 - January 12, 2024
HOULIHAN LOKEY CAPITAL, INC.
October 24, 2014 - January 18, 2023
HOULIHAN LOKEY CAPITAL, INC.
April 14, 2012 - October 10, 2014
ROBERT W. BAIRD & CO. INCORPORATED
July 22, 2002 - May 20, 2009
COWEN AND COMPANY
December 18, 2000 - June 5, 2001
CREDIT SUISSE SECURITIES (USA) LLC
June 23, 2000 - December 18, 2000
PERSHING LLC
January 8, 1999 - June 28, 2000
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2023)
Exams
FINRA
Current Firm
NORTH POINT MERGERS AND ACQUISITIONS, INC.
CRD#: 133300 / SEC#: , 8-66709
Contact information
FINRA licenses (22 States and Territories)
Red Flags
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