Allison M. Gamba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison Mary Rose Gamba, who also goes by Allison Mary-rose Gamba, Allison Maryrose Gamba, Allison Maryrose Quinn, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 1998. Allison had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2014 - August 27, 2015
IMC FINANCIAL MARKETS
November 14, 2011 - August 25, 2014
GOLDMAN SACHS & CO. LLC
March 28, 2003 - November 14, 2011
REDI GLOBAL TECHNOLOGIES LLC
March 14, 2002 - March 20, 2003
SLK INDEX SPECIALISTS, LLC
February 26, 2002 - March 18, 2002
SLK INDEX SPECIALISTS, LLC
February 5, 2002 - February 26, 2002
REDI GLOBAL TECHNOLOGIES LLC
December 17, 1998 - November 14, 2011
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
IMC FINANCIAL MARKETS
CRD#: 104143 / SEC#: , 8-52600
Contact information
Documents
Disclosures
| Regulatory Event | 35 |
Red Flags
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