PC
Paul R. Cunningham
REGAL INVESTMENT ADVISORS LLC
Denver, CO 80401
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CRD#: 3135436
PC
Professional summary
Paul Russell Cunningham, who also goes by Paul Russell Cunningham, is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Denver, Colorado.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Paul has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Russell Cunningham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: The Cunningham Group, Inc - Investment Related: Yes - Address: 1726 Cole Blvd, Bldg 22, Suite 110, Denver, CO 80401 - Nature of Business: Investment Advisor Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Investment Advisor Representative - Start Date: 4/01/1998 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Russell Cunningham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2024 - Present
REGAL INVESTMENT ADVISORS LLC
Office #1: 1726 Cole Blvd Bldg 22 Suite 110, Denver, CO 80401RIA
CRD#: 125004
Denver, CO
Past
January 19, 2024 - August 9, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
DENVER, CO
Past
January 19, 2024 - August 9, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
DENVER, CO
Past
July 13, 2022 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
DENVER, CO
Past
July 13, 2022 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
DENVER, CO
Past
July 20, 2020 - July 13, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DENVER, CO
Past
July 10, 2020 - July 14, 2022
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
PEORIA, AZ
Past
March 1, 2019 - July 17, 2020
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
DENVER, CO
Past
March 1, 2019 - July 17, 2020
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
DENVER, CO
Past
October 17, 2017 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
DENVER, CO
Past
September 26, 2013 - March 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
DENVER, CO
Past
July 12, 2007 - October 23, 2012
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
BONSALL, CA
Past
January 11, 2006 - July 12, 2007
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
DENVER, CO
Past
June 1, 2005 - January 6, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
February 25, 2003 - May 2, 2005
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(7/22/2024)
IAR
Texas(7/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGAL INVESTMENT ADVISORS LLC
CRD#: 125004Denver, CO 80401TRUST BUT VERIFY
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