Albert G. Lowenthal
Professional summary
Albert Grinsfelder Lowenthal, who also goes by Albert Grinsfelde Lowenthal, is a registered financial professional currently at OPPENHEIMER & CO. INC. located in New York, New York and FREEDOM INVESTMENTS, INC. located in Edison, New Jersey.
Albert is registered as a RR (Registered Representative) and started their career in finance in 1970. Albert has worked at 10 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 57TO, Series 99TO, SIE, Series 55, PC, Series 1, Series 53, Series 9, Series 24, Series 10, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert Grinsfelder Lowenthal's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 1988 - Present
OPPENHEIMER & CO. INC.
Office #1: 85 Broad Street 22nd,24th Floor, New York, NY 10004January 5, 2010 - Present
FREEDOM INVESTMENTS, INC.
Office #1: 375 Raritan Center Parkway, Edison, NJ 08837July 30, 1997 - January 1, 1999
FIRST OF MICHIGAN CORPORATION
July 24, 1995 - June 30, 2009
FREEDOM INVESTMENTS, INC.
April 13, 1994 - January 1, 1995
REICH & CO., INC.
May 9, 1991 - December 31, 1991
W.H. NEWBOLD'S SON & CO., INC.
September 2, 1988 - November 7, 2005
PACE SECURITIES, INC.
May 5, 1988 - September 12, 1991
FAHNESTOCK INTERNATIONAL INC.
April 1, 1988 - July 14, 1992
FAHNESTOCK INTERNATIONAL INC.
December 2, 1985 - February 13, 2008
PHASE II FINANCIAL, LTD.
September 3, 1985 - April 1, 1988
OPPENHEIMER & CO. INC.
March 9, 1981 - April 11, 1985
COWEN SECURITIES INC.
October 20, 1970 - April 11, 1985
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2014)
(4/12/1988)
(1/5/2010)
(4/12/1988)
(10/23/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/20/2000
Limited Representative-Equity Trader ExamPC
Date: 9/13/1977
AMEX Put and Call ExamSeries 1
Date: 3/25/1968
Registered Representative ExaminationSeries 40
Date: 10/15/1970
Registered Principal ExaminationCboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FREEDOM INVESTMENTS, INC.
CRD#: 37674 / SEC#: , 8-47883
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OPPENHEIMER & CO. INC. | PARENT COMPANY | 249 |
| GIORDANO, PETER JOHN | CEO-PRESIDENT-DIRECTOR | 2921308 |
| LOWENTHAL, ALBERT GRINSFELDER | DIRECTOR | 313519 |
| LOWENTHAL, ROBERT STEVEN | DIRECTOR | 1639913 |
| MATTRELLA, CHRISTIAN GENTILE | SVP & CHIEF FINANCIAL OFFICER | 4088299 |
| MCKIGNEY, BRYAN EDWARD | DIRECTOR | 4293175 |
| MCNAMARA, DENNIS PATRICK | SVP & SECRETARY | 2938486 |
| SANTIAGO, MANUEL ANGEL | VP & CHIEF COMPLIANCE OFFICER | 1987936 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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