Christopher P. Labarbera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher P Labarbera, who also goes by Christopher P Labarbera, Christopher Peter Labarbera, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Syracuse University
Bachelor of Arts (BA) - Political Science
1995
Experience
August 14, 2020 - June 27, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 23, 2020 - June 27, 2024
FIDELITY BROKERAGE SERVICES LLC
May 12, 2009 - June 16, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 2009 - June 16, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 17, 2001 - May 14, 2009
CITIGROUP GLOBAL MARKETS INC.
December 18, 1998 - April 26, 2001
CITIGROUP GLOBAL MARKETS INC.
December 9, 1998 - December 18, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Financial ConsultantCRD#: 288590TRUST BUT VERIFY
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