Jon P. Batchelor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Phillip Batchelor, who also goes by Jon Batchelor, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1998. Jon had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2019 - January 13, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
July 1, 2019 - January 13, 2021
BBVA SECURITIES INC.
February 28, 2017 - June 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 28, 2017 - June 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2015 - February 28, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 9, 2015 - February 28, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 2, 2013 - September 21, 2015
CUSO FINANCIAL SERVICES, L.P.
July 2, 2013 - September 21, 2015
CUSO FINANCIAL SERVICES, L.P.
November 30, 2012 - July 5, 2013
U.S. BANCORP ADVISORS, LLC
November 30, 2012 - July 5, 2013
U.S. BANCORP ADVISORS, LLC
June 25, 2009 - December 7, 2012
BANCWEST INVESTMENT SERVICES, INC.
September 26, 2002 - December 7, 2012
BANCWEST INVESTMENT SERVICES, INC.
April 14, 1999 - October 1, 2002
UBS FINANCIAL SERVICES INC.
December 7, 1998 - October 1, 2002
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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