Michael J. Pino
Professional summary
Michael Joseph Pino, who also goes by Michael Joseph Pino, Mike Joseph Pino, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Pino's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2010 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917March 10, 2009 - September 30, 2009
LPL FINANCIAL LLC
February 27, 2009 - September 30, 2009
LPL FINANCIAL LLC
February 9, 2007 - January 15, 2009
CHARLES SCHWAB & CO., INC.
February 8, 2007 - January 15, 2009
CHARLES SCHWAB & CO., INC.
March 27, 2003 - January 30, 2007
STRATEGIC ADVISERS LLC
December 18, 2000 - January 30, 2007
FIDELITY BROKERAGE SERVICES LLC
July 10, 2000 - November 27, 2000
SURETRADE INC.
June 29, 1999 - August 18, 1999
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Smithfield, RI 02917TRUST BUT VERIFY
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