Joel Johnson

JPL WEALTH MANAGEMENT

Highlands Ranch, CO 80129

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CRD#: 3134733

Professional summary

Joel Johnson, CFP®, who also goes by Joel Gregory Johnson, is a registered financial advisor currently at JPL WEALTH MANAGEMENT, LLC located in Highlands Ranch, Colorado.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joel has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joel Gregory Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

October 23, 2023 - Present

JPL WEALTH MANAGEMENT, LLC

Office #1: 1745 Shea Center Drive Suite 400, Highlands Ranch, CO 80129

RIA

CRD#: 328474

Highlands Ranch, CO

Past

January 23, 2015 - November 9, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

SCOTTSDALE, AZ

Past

October 15, 2012 - January 23, 2015

CAPITAL INVESTMENT COUNSEL, INC

RIA

CRD#: 106966

DENVER, CO

Past

August 25, 2009 - October 19, 2012

TD AMERITRADE, INC.

RIA

CRD#: 7870

DENVER, CO

Past

August 25, 2009 - October 19, 2012

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

DENVER, CO

Past

August 25, 2009 - October 19, 2012

TD AMERITRADE, INC.

CRD#: 7870

DENVER, CO

Past

May 22, 2009 - September 21, 2009

REACTION FINANCIAL GROUP, LLC

RIA

CRD#: 150280

PLANO, TX

Past

February 6, 2009 - April 20, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

PLANO, TX

Past

February 6, 2009 - April 20, 2009

LPL FINANCIAL LLC

CRD#: 6413

PLANO, TX

Past

April 8, 2004 - February 19, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PLANO, TX

Past

March 17, 2004 - February 19, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PLANO, TX

Past

September 30, 1999 - March 26, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

December 2, 1998 - September 16, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JPL WEALTH MANAGEMENT, LLC

JONES ADVISORS, LLC | JPL WEALTH MANAGEMENT, LLC

CRD#: 328474 / SEC#: 801-128893

RIA

Registered Investment Advisory firm - (10/13/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/23/2023)

IAR

Texas
(10/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/6/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/24/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 12/23/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/24/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/4/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/13/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

JPL WEALTH MANAGEMENT, LLC

JONES ADVISORS, LLC | JPL WEALTH MANAGEMENT, LLC

CRD#: 328474 / SEC#: 801-128893

RIA

Registered Investment Advisory firm - (10/13/2023 Approved)

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Contact information

Main Address

5300 Dtc Pkwy Suite 100, Greenwood Village, CO 80111

Mailing Address

Phone number

(855) 575-5752

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR JPL WEALTH MANAGEMENT, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	919
AUM (Assets Under Management)	$ 515,993,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joel Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED CAPITAL FINANCIAL ADVISORS

CAPITAL INVESTMENT COUNSEL, INC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

REACTION FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

JPL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/6/2004

Series 65

Date: 12/24/1998

Series 63

Date: 12/7/1998

Series 31

Date: 12/23/1998

Series 7

Date: 11/24/1998

Series 10

Date: 2/4/2003

Series 9

Date: 1/13/2003

Current Firm

JPL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JPL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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